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Faculty Policies
The University Faculty shall be responsible for the conduct of instruction and research in the various colleges and schools in the University. It may also consider and make recommendations to the President regarding any and all phases of education at the University.
--- Bylaws of Duke University, Article XXIII
Duke University Faculty Handbook contains policies and procedures pertinent to faculty at Duke University. Additional documents are available here.
Policy Title | Summary | Category |
---|---|---|
Nepotism (Hiring of Relatives) |
Staff are not allowed to hire or supervise relatives unless an exception is approved by the vice president of HR. |
Human Resources, Recruitment and Hiring |
Nicholas School of the Environment Policies |
Policies, procedures and bylaws for students and faculty in the Nicholas School of the Environment. |
Academic |
Non-Retaliation and Non-Retribution |
No one will be subject to any adverse action just because they report what they honestly believe is a compliance violation. However, if Duke University determines that someone purposely contrived, exaggerated, or otherwise distorted a report of wrongdoing - whether to protect themselves or to hurt someone else - that person will NOT be protected under the policy. |
Institutional-Faculty, Research |
Non-Solicitation Policy |
Circumstances for approval of outside solicitation. |
Human Resources, Workplace Expectations and Guidelines |
Opening a Bank Account |
Duke University bank accounts may only be opened by the EVP or Deputy Treasurer. |
Accounting, Finance, Treasury |
Orientation & Evaluation Period |
Supervisor's role and responsibilities for orientation of a new staff employee. |
Human Resources, Recruitment and Hiring |
Paid Parental Leave |
Requirements for paid leave for new parents within the first 12 weeks after the birth or adoption of a child. |
Human Resources, Time Away from Duke |
Pay Administration |
Requirements for administration of pay for staff. |
Human Resources, Pay Administration |
Payout of Accrued Time (DUHS) |
Payout of unused accrued leave upon resignation, layoff or retirement from DUHS. |
Human Resources, Time Away from Duke |
Payout of Accrued Time (University) |
Payment of accrued and unused vacation time upon leaving Duke. |
Human Resources, Time Away from Duke |
Periodic Health Review |
Certain staff positions require a periodic health review. |
Human Resources, Workplace Health and Safety |
Personnel File Access |
Circumstances to allow employees to inspect or obtain a copy of their Duke/department personnel file. |
Human Resources, Workplace Expectations and Guidelines |
Physical Abuse, Fighting, and Endangerment |
Defines behavior that constitutes physical abuse, fighting and endangerment. |
University-Wide |
Pickets Protests and Demonstrations Policy |
Policy reiterating respect for members of academic community to demonstrate in orderly means, and to be free from coercion and harassment. Includes guidance, protesting rule and adjudication for policy violations including structure of the Hearing Committee. |
University-Wide |
Political Activities Policy |
Policy outlining use of facilities to promote or support individuals or organizations campaigning for public office, and the federal and state laws guiding and/or prohibiting to Duke's support of political candidates or parties. |
University-Wide |
Pratt School of Engineering Policies |
Policies, procedures and bylaws for students and faculty in the Pratt School of Engineering and Pratt Professional Programs. |
Academic |
Pre-placement Health Reviews |
Pre-placement health reviews are required for certain positions. |
Human Resources, Workplace Health and Safety |
Pre-placement Substance Abuse Screening Policy |
DUHS staff and select university positions required to have a substance abuse screen before hire. |
Human Resources, Workplace Health and Safety |
Principal Investigator Status |
Only those with whom the University has or intends to have an on-going contractual relationship may serve as principal investigators or program directors on sponsored projects. Updated May 2023 |
Institutional-Faculty, Research |
Prohibited Weapons |
Prohibits the possession, transfer, sale, or use of weapons, dangerous instruments on any Duke owned or leased premises. |
Human Resources, University-Wide, Workplace Health and Safety |
Protected Health Information and Patient Privacy Policy |
Requirements for authorized use and care of PHI and corrective actions when issues arise. |
Human Resources, Workplace Expectations and Guidelines |
Purchase of Hazardous Materials |
Duke University complies with all federal and state regulations that govern the purchase, control, storage and use of controlled substances, dangerous drugs and other hazardous chemicals and materials. |
Finance, Procurement |
Recording, Reporting & Payment of Work Time |
Requirements for hourly staff to accurately report time and supervisor's responsibility to review and approval. |
Human Resources, Payroll |
Recruitment and Hiring |
Requirements for the entire recruitment and hiring process (e.g. posting, interviewing, and offer of employment). |
Human Resources, Recruitment and Hiring |
Reduction-in-Force |
Process for a reduction-in-force and rights of affected staff. |
Human Resources, Workplace Expectations and Guidelines |
Reference and Background Checks |
Requirements for reference checks, relevant credentials, and background checks as a condition of employment. |
Human Resources, Recruitment and Hiring |
Resolution Granting the Authority to Execute Contracts and Other Legal Documents to Certain Officers |
This resolution was approved by the Board of Trustees in April 2022 granting certain officials of Duke University to execute contracts and other legal documents. |
Governance |
Retention of Search & Selection Records |
Records required to be maintained by the hiring department for a period of three years. |
Human Resources, Recruitment and Hiring |
Retirement Plans Investment Policy |
Guidelines for retirement plans investment policy. |
Governance |
Returning to Work from a Work-Related Injury/Illness Policy |
Returning to work after an injury or illness covered by workers compensation. |
Human Resources, Workplace Health and Safety |
Safety Policy |
Responsibilities for ensuring safety of employees and work environment. |
Human Resources, Workplace Health and Safety |
Sanford School of Public Policy Policies |
Policies, procedures and bylaws for students and faculty in the Sanford School of Public Policy. |
Academic |
School of Law Policies |
Policies, procedures and bylaws for students and faculty in the School of Law. |
Academic |
School of Medicine Policies |
Policies, procedures and bylaws for students and faculty in the School of Medicine. |
Academic |
School of Nursing Policies |
Policies, procedures and bylaws for students and faculty in the School of Nursing. |
Academic |
Severe Weather & Emergency Conditions Policy |
Requirements for staff in performing their duties during severe weather/emergencies. |
Human Resources, Workplace Expectations and Guidelines |
Sexual Misconduct |
Requires any employee (faculty, staff) to notify the Office of Student Conduct with details regarding the allegations if become aware of an allegation of sexual misconduct involving a student. Student Sexual Misconduct Policy prohibits all forms of sex/gender-based harassment, sexual/gender violence, sexual exploitation, relationship violence (domestic violence and dating violence), and stalking. |
Human Resources, University-Wide, Workplace Expectations and Guidelines |
Sick Leave for University Staff |
Eligibility and use of accrued sick leave for both hourly and monthly paid staff. |
Human Resources, Time Away from Duke |
Social Security Number Use at Duke University |
Policy on the collection, storage and use of SSNs at Duke and instructions on how to obtain approval for this activity. |
Information Technology |
Socially Responsible Investing |
Responsibilities of the Advisory Committee on Investment Responsibility. |
Finance, Governance |
Solicitation |
Rules around soliciting on University property, and where student solicitation is permitted. |
University-Wide |
Stalking |
Defines stalking as a course of conduct directed at a person to cause fear. |
University-Wide |
Standards of Conduct & Performance/Corrective Action Policy |
Expectations of employees in performing their daily duties, and process to address conduct and/or performance problems. |
Human Resources, Workplace Expectations and Guidelines |
Substance Abuse |
Required actions for allegations of substance abuse on Duke's premises or related activities. |
Human Resources, Workplace Health and Safety |
Supplier Diversity |
Program creates supplier relationships while fostering the growth & development of small, local, women- and minority-owned firms. |
Finance, Procurement |
Survivor's Benefits |
Requirements about continued benefit coverage to survivors of currently employed individuals or retired staff. |
Benefits, Human Resources |
Taxability of Awards and Gifts Policy |
Requirements for when gifts, rewards or awards are be taxable income to an employee per IRS regulations. |
Human Resources, Payroll |
Temporary Employment |
Process for hiring a temporary worker through Duke Temporary Services or affiliated organization. |
Human Resources, Recruitment and Hiring |
Tobacco Use |
Duke is a tobacco-free work environment other than designated areas. Student Tobacco Policy: Duke University seeks to preserve a living and working environment supportive of behaviors that contribute to the physical health and well-being of all community members. Use of any tobacco substance is not permitted in any university building, including residence halls and apartments. Note: Effective beginning July 1, 2020, Duke University will become tobacco-free on all property and grounds owned and leased by Duke. Additional information is available via the links listed below. |
Human Resources, University-Wide, Workplace Health and Safety |
Transfers and Promotions |
Requirements and process for promotions and transfers with Duke. (e.g. eligibility, application process, giving notice) |
Human Resources, Recruitment and Hiring |