- Home
- Policies by Audience
- Faculty Policies
Faculty Policies
The University Faculty shall be responsible for the conduct of instruction and research in the various colleges and schools in the University. It may also consider and make recommendations to the President regarding any and all phases of education at the University.
--- Bylaws of Duke University, Article XXIII
Duke University Faculty Handbook contains policies and procedures pertinent to faculty at Duke University. Additional documents are available here.
Policy Title | Summary | Category |
---|---|---|
Academic Freedom |
Details Classified Research, University-Industry Guidelines, Grant Proposal Submissions Updated May 2023 |
Institutional-Faculty, Research |
Academic Freedom Policy |
Duke University protects academic freedom for its entire instructional staff, and guards against incursions upon its own essential academic freedoms. |
Academic, University-Wide |
Academic Tenure |
Academic tenure will be granted to members of the University faculty in accordance with Article XXIV of the University Bylaws. |
Governance |
Acceptable Use Policy |
Duke may provide electronic records or information records if needed; no privacy guaranteed for network transmissions. Instructions not to share passwords; change password if compromised. No restriction on content but Duke reserves the right to remove content if policies or law are violated; users are responsible to comply with policies and laws and should protect private information of others. |
Information Technology |
Alcohol Policy |
Duke's University-wide alcohol policy and responsible use of alcohol; includes disciplinary action for violations for students. |
University-Wide |
Americans with Disabilities Act |
Statement about compliance with ADA and Rehabilitation Act. |
Diversity and Institutional Equity, Human Resources |
Antitrust Policy and Guidelines |
Duke University is committed to excellence in all of its operations. It conducts its affairs ethically, honestly, and in compliance with applicable laws and regulations. This includes U.S. and international antitrust laws. Duke University expects its employees to comply with these laws, to observe the Implementation Guidelines that immediately follow this Policy, and to consult the Antitrust Compliance Officer (Chris Lott at 919-684-3955 or chris.lott@duke.edu) wherever there is a question about the legality of a practice. It is the responsibility of each Duke employee to make sure that their actions are consistent with the antitrust laws. Violation of this Policy may result in disciplinary action up to and including termination of employment. Violations of the law may also result in legal liability for Duke and individual employees involved in the misconduct, and could lead to significant fines or penalties, including criminal penalties. Updated: 02.24.2023 |
Governance, International, University-Wide |
Appointment and Review of Officers |
Procedures for appointment and review of university officers. |
Governance |
Arrest or Conviction Policy |
Requires employees to immediately report an arrest/conviction of a misdemeanor or felony. |
Human Resources, Workplace Expectations and Guidelines |
Athletics and Recreation |
Criteria for determining sports for intercollegiate competition. |
Governance |
Authority to Appoint and Promote Faculty |
All members of the University's regular rank faculty are appointed or promoted by the Board of Trustees or the Executive Committee of the Board of Trustees upon the recommendation of the Provost, with the approval of the President. |
Governance |
Availability for Work |
Requirements for notification and approval of scheduled or unscheduled time off. |
Human Resources, Time Away from Duke |
Banner Policy |
Banners on the exterior or interior of buildings and light poles must be approved and installed by designated University staff. |
University-Wide |
Benefits in Retirement |
Eligibility requirements for staff to participate in benefits after retirement. |
Benefits, Human Resources |
Bereavement/Funeral Leave |
Criteria for university staff using leaving leave for bereavement/funeral. |
Human Resources, Time Away from Duke |
Building and Facilities Access |
Facilities are equipped with access authentication devices per Facilities Governing Principles. (link included in policy) |
Human Resources, Workplace Health and Safety |
Bursar - Restrictions on Past Due Accounts |
Duke University students with delinquent account balances will not be allowed to register for future courses, receive an academic record transcript, have academic credits certified, or receive a diploma at graduation. |
Accounting, Finance |
Charitable Contributions & Non-Governmental Grants |
All charitable contributions to Duke, including non-governmental grants, must be deposited through the Office of Alumni and Development Records. |
Accounting, Finance |
Classroom Disruption, Disorderly Conduct & Failure to Comply Policy |
Policies outline situations in which an instructor may ask the student to leave the class meeting, and expected behavior of students and potential disciplinary action they face for violating policy. |
Academic, University-Wide |
Commitment to Diversity and Inclusion |
Duke seeks to welcome and fully engage people of diverse backgrounds, abilities and perspectives to advance our work. |
Governance |
Compensation for University Officers |
Requirements for compensation for officers and material consulting activities. |
Governance |
Compliance Policy |
Requirements to comply with all laws and regulations and resources to contact if concerns or questions. |
Human Resources, Workplace Expectations and Guidelines |
Computers, Software & Equipment |
Guidelines and instructions for purchasing computers (replacing existing computers) and software and software licenses available at Duke. |
Finance, Information Technology |
Computing and Electronic Communications |
Policy regarding ethical, legal, and secure use of University computers; violations will receive academic due process. Updated May 2023 |
Academic, Research, University-Wide |
Confidentiality Policy |
Requires staff to comply with Duke Confidentiality Agreement. |
Human Resources, Workplace Expectations and Guidelines |
Conflict of Commitment |
Any faculty member who performs research under an agreement stipulating that a specified percentage of his or her total effort will be devoted to that project must be able to demonstrate he or she is in compliance with that requirement. Last Updated: July 2019 (Conflict of Interest / COI) |
Financial Compliance, Human Resources, Research |
Conflict of Interest (Principal Investigators) |
Faculty have an obligation to avoid unacceptable ethical, legal, financial or other conflicts of interest (COI) and to fully disclose any outside activities that might lead to a serious conflict of interest. Investigators will also adhere to sponsoring agency policies governing conflict of interest. Updated May 2023 |
Institutional-Faculty, Research |
Conflict of Interest or Commitment Policy |
Requirements to ensure no conflict of interest (COI) or commitment interferes with their role at Duke. |
Human Resources, Workplace Expectations and Guidelines |
Conflict of Interest Policy for Faculty (Principal Investigators) |
Financial conflicts of interest (COI) for faculty and staff. |
Governance |
Consensual Relationships |
Statement about relationships between supervisors and staff. |
Diversity and Institutional Equity, Human Resources |
Continuous Service Date |
Requirements for calculation of continuous service credit with Duke. |
Human Resources, Recruitment and Hiring |
Corporate Card Purchases |
Purchases made with the corporate card are subject to all university & health system guidelines pertaining to purchases of goods, services, travel & entertainment. |
Accounting, Finance, Procurement |
Corporate Records Policy |
Access to board minutes and other corporate records. |
Governance |
Corrective Action Guidelines and 12-Month Rolling Period |
Corrective actions for when a staff has several instances of unscheduled time off or tardiness in a rolling 12-month period. |
Human Resources, Time Away from Duke |
Cost-Sharing |
Cost–sharing on proposals for external funds is to be avoided unless required by the sponsor and approved at the time of proposal submission by the Office of Research Support (Campus) or the Office of Research Administration (Schools of Medicine and Nursing). Last Updated: May 2023 |
Accounting, Finance, Financial Compliance, Research, Research Finance |
Creation of Eponymous Professorships |
Requirements for a named professorship to honor persons in Duke's past. |
Governance |
Criminal Drug Conviction |
Inform supervisor within seven calendar days if convicted of violating a criminal drug statute at the workplace. |
Human Resources, Workplace Health and Safety |
Disability and Impairment |
Contact information for Employee Occupational Health and Wellness or Disability Management System Office for assistance. |
Human Resources, Workplace Health and Safety |
Dispute Resolution Process |
Process for addressing a concern and/or disagreement relating to employment policies. |
Human Resources, Workplace Expectations and Guidelines |
Distinguished Professorships |
Appointments to all distinguished professorships are made on recommendation of the Provost and approval by the Board of Trustees. |
Governance |
Divinity School Policies |
Policies, procedures and bylaws for students and faculty in the Divinity School. |
Academic |
Document Retention Policies and Guidelines |
Duke University records retention guidelines vary based upon record type and area. Please use the link below for a list of retention guidelines. |
University-Wide |
Drones |
Addresses the type of drone operations acceptable and processes for requesting permission to operate drones on Duke property or for Duke purposes. |
University-Wide |
Dual Interest (Conflict of Interest) Policy for Trustees and Boards |
Policy on dual interest (conflict of interest/COI) and reporting requirements for members of the Duke University Board of Trustees and the governing Boards of DUHS, DUMAC, and the related wholly-owned subsidiaries, support corporations, and controlled affiliates. |
Governance |
Dual Interest and Outside Activity (Conflict of Interest) Policy for Faculty and Staff |
Policy and guiding principles on dual interests and dual commitments (conflict of interest/COI) and reporting requirements for faculty and staff. |
Governance |
DUHS: Paid Time Off Policy |
DUHS staff relating to all paid time off. |
Human Resources, Time Away from Duke |
Duke as an Applicant Organization |
Each employee or representative of Duke University who is involved in sponsored projects administration has an obligation to ensure compliance with sponsor and University requirements for managing sponsored funds. Updated May 2023 |
Accounting, Finance, Financial Compliance, Research, Research Finance |
Duke Identification |
Requires employees to wear Duke badges at all times on campus. |
Human Resources, Workplace Expectations and Guidelines |
Duke Logos and Trademarks Policy |
Policy regarding use of name(s), images, symbols, logos, and trademarks that are associated with Duke University's name. |
University-Wide |
Duke University Compliance Program Accountability and Assurance |
Duke University is committed to operating at the highest level of integrity, accountability and ethical conduct, which includes supporting programs and positions that promote compliance with applicable laws, regulations and policies. Duke University maintains a federated organization sturcture for its compliance programs. See the approved policy issued by the President here. |
Governance |